The SEC investigated cases involving individuals attempting to manipulate the market by passing false rumors about certain financial institutions.

The SEC along with several state regulatory agencies are investigating TD Ameritrade's fund promotion and marketing practices.

Since 2011, the SEC have been investigating Guggenheim's relationship with client Milken.

The SEC is investigating these claims.

He added: "I saw that the SEC had been investigating since July.

The Wall Street Journal reported that same year that the SEC was directly investigating Magnetar itself.

As of December 2010, the SEC is investigating frauds by publicly traded Chinese companies.

Yet not a single newspaper, magazine, or broadcast entity picked up TheStreet.com's scoop that the SEC is investigating him.

The SEC formally investigated the complaint and Saks settled with the SEC in 2007.

It has also been reported that the SEC was investigating Osorio for "possible violations of federal securities laws."