Following the Wall Street Journal's 2006 expose of stock option backdating, the SEC alleged that Schroeder had engaged in this practice.

The SEC alleged, "The tips generated 'illicit profits and loss avoidance' of more than $23 million."

"The SEC alleges they 'knew and approved of' misleading statements claiming the companies had minimal exposure to subprime loans at the height of home mortgage bubble."

The SEC alleged that SpaceDev and chairman Benson made false and misleading statements through various media in an attempt to increase its stock value.

As noted, the SEC has alleged that Fannie and Freddie both ignored the law with regard to the purchase of subprime loans.

The SEC alleged that Stansberry had sent out a newsletter to subscribers, predicting one company's stock was about to soar.

The SEC alleged that the defendants fraudulently sold about $5 million of unregistered securities to approximately 300 mostly elderly investors.

The SEC alleges that executives at Fannie Mae made misleading statements between November 2006 and August 2008.

The SEC alleged that First Command had "offered and sold systematic plans by, in part, making misleading statements and omissions".

The SEC alleged that Bilzerian was using bankruptcy as a tactic to block creditors from finding out the true value of his assets.