"compliance" nach Englisch mit Beispielen - Kollokationen-Wörterbuch Englisch
- Today, compliance departments at the biggest brokerage firms tend to go well beyond the dictates of law or industry rules.
- He refused and pleaded with the bank's compliance department to intervene.
- Their compliance departments will undertake an investigation and, if appropriate, take action.
- In the past, records managers owned records management, perhaps within a compliance department at an enterprise.
- Having immense balance sheets to work with and compliance departments looking over their shoulders must help, too.
- "I think there's a fair recognition that something more than just beefing up compliance departments has to be done."
- But without a compliance department, it is unclear who, if anyone, is monitoring the exchange.
- If the problem is still not resolved, write to the compliance department at the firm's main office.
- He was promoted to head the compliance department.
- Phillips & Drew, a major London broker, has added four people to its compliance department.
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