over-the-counter securities

It already trades some over-the-counter securities and will continue trading those issues without adding any new stocks from the list of 100.

Open positions on short sales for 1,187 less active over-the-counter securities also fell in the latest monthlong period, as they had the month before.

"They have tended to hold their value more than over-the-counter securities, and some of their balance sheets look pretty good," he added.

It emphasized that it was still in business and would continue to make markets in over-the-counter securities.

He later became a partner in the over-the-counter securities firm of J. K. Rice.

National Discount's ads do not mention that it is owned by Sherwood, which makes a market in over-the-counter securities.

Uncovered short sales in 1,221 less active over-the-counter securities were virtually unchanged, falling just six-tenths of 1 percent in the month.

Intellidexes and similar products, like exchange-traded funds, are usually traded like normal listed or over-the-counter securities.

Its market-makers, the firms that buy and sell over-the-counter securities, are under investigation by the Department of Justice for possible violations of antitrust law.

The N.A.S.D. reported a 6.1 percent rise in the short interest in actively traded over-the-counter securities.

The association also said that the number of shares sold short and not yet covered in 1,189 less active over-the-counter securities totaled 37.1 million as of mid-May.

The agency has also asked that the firms supply it with "a description of your order-routing practices and procedures for listed securities and over-the-counter securities."

The S.E.C. suspended Butcher & Singer from all market-making transactions in over-the-counter securities for 30 days.

Mr. Ferrarese, 29, is a trader of over-the-counter securities for Morgan Stanley & Company in New York.

Binkley Shorts, the manager of the Over-the-Counter Securities Fund, said that market psychology, not economic fundamentals, is the major influence on how small stocks perform.

Short interest in less-active over-the-counter securities traded in the N.A.S.D.'s automated quotation system fell by slightly less than 14 percent during the period.

Of the billions of dollars in rigged trades that had been used as the vehicle for making the compensation payments, the ministry insisted they involved only over-the-counter securities.

Mr. Schwartz, 28, is an over-the-counter securities trader at Nash-Weiss & Company in Jersey City.

Mr. Carucci was president of the Carr Securities Corporation, an over-the-counter securities concern on Wall Street.

The new system would include quotations on over-the-counter securities that are not already displayed on the National Association of Securities Dealers' quotation system.

The National Association of Securities Dealers yesterday reported a small monthly rise in the "short interest" for the most active over-the-counter securities in its national market system.

Among portfolio managers who share analysts' optimism about selected savings institutions is Binkley Shorts, manager of the $300 million Over-the-Counter Securities Fund.

Mr. Cullen, 29, works in Chicago as a vice president for institutional sales and trading at Troster, Singer & Company, a dealer in over-the-counter securities.

The Charles Schwab Corporation signed an agreement to acquire Mayer & Schweitzer Inc., a market maker in over-the-counter securities, for approximately $28 million in cash.

The S.E.C. has been examining this issue for 12 years and voted in 1985 to allow multiple trading of options on over-the-counter securities, but did not act then on exchange-listed stocks.