What is Investment Suitability?

Kategorie: Business und Finanzen
Kanal: InvestTalk
Datum: 13. Dezember 2024, 2:01
Stufe: C1-C2 (Fortgeschrittene)


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Investment suitability is a crucial concept that ensures investments align with an investor's risk tolerance, financial goals, and personal circumstances.

(Governed by FINRA Rule 2111, it requires advisors and brokers to recommend investments that are appropriate for their clients' profiles, considering factors such as age, financial situation, and investment objectives.)

 

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