"sec" nach Englisch mit Beispielen - Kollokationen-Wörterbuch Englisch
- And they got the upper hand: the SEC rule was finally dropped after intense lobbying and law suits.
- They were also accused of selling their company stock without telling investors, which is a requirement under SEC rules.
- This fee is called a 12b-1 fee, after the SEC rule authorizing it.
- And some say that tight SEC rules on shareholders' freedom to talk to one another, and to their company, hinder good corporate governance.
- It violates the SEC rules for customer's men to go around laying the customers.
- SEC rules require funds to disclose both shareholder fees and operating expenses in a "fee table" near the front of a fund's prospectus.
- SEC rules require mutual funds to disclose in their prospectuses after-tax returns.
- Various SEC rules were enacted to curtail this practice.
- Information about how to describe these items is set out in SEC rules.
- So, these aren't "bookkeeping" charges, but are charges required by SEC rules.
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